In House Counsel Jobs California | JDHuntr 63376 Associate Counsel, Investments Job
Employer: Other
SpiderID: 13668324
Location: Minneapolis, Minnesota
Posted: 2/7/2024
Wage:
Priority Review Date: 5/7/2024
Job Code / NOC / SOC:
Category: Legal
Job Description:
In House Counsel Jobs California | JDHuntr 63376 Associate Counsel, Investments (Hybrid), Minneapolis, MN
*Provide legal support to various projects and initiatives by spotting issues and providing guidance that applies the federal securities laws impacting all aspects of retail investment advice, including Regulation Best Interest, the Investment Advisers Act and applicable FINRA rules and state securities regulations. *Provide day to day legal support on managed account offerings, including discretionary and non - discretionary accounts. *Support company's core value proposition of providing goal-based advice in one of two ways: Comprehensive Advice or Foundational Advice
“A company or JDHuntr may amend or withdraw jobs and reserves the right to do so at any time, including prior to any advertised closing date.”
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*Provide legal support to various projects and initiatives by spotting issues and providing guidance that applies the federal securities laws impacting all aspects of retail investment advice, including Regulation Best Interest, the Investment Advisers Act and applicable FINRA rules and state securities regulations. *Provide day to day legal support on managed account offerings, including discretionary and non - discretionary accounts. *Support company's core value proposition of providing goal-based advice in one of two ways: Comprehensive Advice or Foundational Advice
“A company or JDHuntr may amend or withdraw jobs and reserves the right to do so at any time, including prior to any advertised closing date.”
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Contact Information:
| Contact Name: JD Huntr | Type: |
| Company: Other | |
| Web Site: https://www.jdhuntr.com | |