Financial operation / Investment operations Job

Onsite role in Downtown Milwaukee - Mon - Fri
• Assist team in executing on solutions that meet the complex needs of sophisticated practices, advisors, and/or firms.
• Contribute to assessing the needs of the field advisor teams in helping determine how the Retirement Disbursal Services team can meet those requests.
• Support team in the execution of the service based on the client’s financial plan and internal retirement-related algorithm.
• Provide ongoing support for the Retirement Disbursal Services Lead and other team members.
Required!
• Minimum of 5 years of financial services experience including brokerage and advisory investment platforms, products, and services
• Bachelor’s degree in Finance, Business, or related field
• Experience in retirement planning, investments, stocks, trades, and personal finance
• FINRA Securities Industry Essentials (SIE), series 6 or 7 (preferred)
Primary Duties & Responsibilities
• Analyze financial plans created by advisor teams to review the existing retirement strategy’s ability to function appropriately within Retirement Disbursal Services workflow.
• Responsible for setting up and establishing servicing instructions, analyzing daily cash changes, and following up with advisor teams when distribution cash is lower than their desired level.
• Assist in overseeing retirement algorithmic decisions using complex software when determining strategic client withdrawals.
• Accountable for analyzing and efficiently preparing proposed investment trades to be presented to the field advisor teams.
• Works with advisor team members to answer questions, research retirement software questions, follow-up on notifications and clarify ambiguous emails related to retirement distribution requests.
• Assists internal team members with the ongoing Retirement Disbursal Services relationship with the advisor’s practice, which will include conducting regular check-ins on the experience and communicating feedback to Team Lead and other team members.
Other Qualifications:
• Deep understanding of retirement service offerings and operational processes within the financial industry.
• Experience consulting to sophisticated advisors/practices (ensembles, Fee-Based Planners, Private Client Group and Forum advisors/firms) with the ability to assess and understand how services and solutions may increase efficiencies and allow them to better serve clients.
• Demonstrates impeccable accuracy and attention to detail.

Required!
• Minimum of 5 years of financial services experience including brokerage and advisory investment platforms, products, and services
• Bachelor’s degree in Finance, Business, or related field
• Experience in retirement planning, investments, stocks, trades, and personal finance
• FINRA Securities Industry Essentials (SIE), series 6 or 7 (preferred)