Anti-Money Laundering - Accounting Bookkeeping Resume Search
Anti-Money Laundering - Accounting Bookkeeping Resume Search
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Anti-Money Laundering Resume

Desired Industry: Accounting/Bookkeeping SpiderID: 54750
Desired Job Location: Charlotte, North Carolina Date Posted: 10/1/2011
Type of Position: Full-Time Permanent Availability Date: 10/2011
Desired Wage: 70,000
U.S. Work Authorization: Yes
Job Level: Experienced with over 2 years experience Willing to Travel: Yes, More Than 75%
Highest Degree Attained: Bachelors Willing to Relocate: No Preference

A seasoned veteran in the financial services industry with 18 years of experience, initially, as a compliance professional at a large money center bank, excelling in the areas of anti-money laundering compliance, regulatory compliance/audit in retail investments wealth management; performed principal duties; proven success in AML, brokerage surveillance, auditing, supervisory training, retail investment sales, executive recruiting, and numerous roles as a brokerage compliance officer; areas of comprehensive understanding include: general banking compliance regulations, BSA, KYC, CIP, USA Patriot Act, anti-terrorist financing, correspondent banking and the investigative processes required to meet regulatory specifications; excellent team player with the capability to transfer these skills into other industries.

Senior AML Compliance Officer
Expanded the role of manage/monitor BSA/AML, KYC, and OFAC, FinCen 314 (a), (b) programs within the bank’s broker-dealer platform in accordance with bank policies and governmental regulations; including supervisory training and identifying regulatory issues – performed the surveillance (which included SAR preparation) for global anti-money laundering of brokerage accounts; emergent risks that had the potential to warrant escalation were communicated to senior management; expertise in assessing and communicating risk mitigation actions and additional internal controls when appropriate; participated in both regulatory compliance and AML branch audits with other compliance team members

Bachelor’s of Science in Business Administration – Finance (Winthrop University)
Certificate in computer programming – Honors (Hamilton Business College)
Accounting Specialist Program (Kirkwood Community College)

detailed, analytical, customer protection rules, Know your Customer, Bank Secrecy, Patriot Act... Customer Information Protection, FinCen, OFAC verification requirements, SARs CTR-104

Available upon request.

Candidate Contact Information: has chosen not to make contact information available on this page.
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