Senior Specialist, Broker-Dealer Credit Risk job Lake Mary Florida
Senior Specialist, Broker-Dealer Credit Risk job Lake Mary Florida
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Senior Specialist, Broker-Dealer Credit Risk Job

Employer Name: SpiderID: 12790290
Location: Lake Mary, Florida Date Posted: 8/4/2022
Wage: Category: Finance/Investment
Job Code: 24743

Job Description:
Credit Risk within our Broker-Dealer channel sets the standards for dealing with unprecedented, complex, or intricate issues regarding prospect needs, priorities, compliance, regulations, and so forth. We are the team that reviews and approves credit limits and exceptions ensuring the firm is protected by making risk-based decisions.

Responsible for credit review of a portfolio of broker dealer clients, with an emphasis on securities clearance, securities finance transactions and other markets activities as well as lending.
Recommend and approve limits for trading and financing activities. Oversee analysis work of more junior professionals for thoroughness and accuracy.
Monitor overall securities industry and identify existing risks and implement solutions where needed.
Work closely with lines of business in onboarding new business opportunities.
Work closely with the trading desks to understand client activity
Interact frequently with senior Credit Management team and lead credit presentations.
Other normal day to day responsibilities may include: assist IT department on developing Risk Reporting and other systems development; attend meetings with Regulators and make presentations as appropriate; create or revise Credit Policies and Procedures; attend, contribute to and assert influence during meetings with clients, other banks, multi-bank credit facilities and senior peers within the industry; approve and oversee a large quantity of highly complex credit processing and assessment activities.
Manages and provides input on the Credit Risk's policies and procedures. Interpret and analyze regulatory requirements that require new or revisions to policy. Contributes to the completion of credit reviews or credit submissions and other related activities and operations for the various credit portfolios. Contributes to the preparation of credit proposals, preparing documentation and financial spreads. Expertly uses credit systems such as the credit borrower rating system and credit approval system. Resolves complex system issues and frequently provides input on credit system best practices.

Job Requirements:
Job Requirements:

Bachelor’s degree in business, economics, or related discipline is required
5 years of total work experience is required
2 years’ experience in risk, compliance, internal audit, or 1LoD is required
Prior experience supporting broker-dealer risk initiatives is needed
Prior experience/background in credit risk necessary

Preferred Qualifications:

MBA, or a graduate degree in a similar or related field is preferred
7+ years or more of total work experience is preferred
5 years’ experience supporting Broker-Dealer risk initiatives is preferred
Series 7 & 24 preferred, but not required

Job Criteria:
Start Date:
Position Type: Full-Time Permanent
Years of Experience Required: 5
Education Required: Bachelors
Overnight Travel: None
Vacation Time:

Contact Information:
Contact Name: Casey D Hood Company Type:
Company: BNY Mellon
City: New York
State: New York
Web Site:

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