IT Financial Analyst - Business Management Resume Search
IT Financial Analyst - Business Management Resume Search
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IT/Financial Analyst Resume


Desired Industry: Business/Management SpiderID: 82120
Desired Job Location: Jupiter, Florida Date Posted: 7/27/2019
Type of Position: Full-Time Permanent Availability Date: immediate
Desired Wage: 80000
U.S. Work Authorization: Yes
Job Level: Management (Manager, Director) Willing to Travel: Yes, More Than 75%
Highest Degree Attained: Bachelors Willing to Relocate: Yes


Objective:
Chief Technology Officer/Vice President of Trade Operations/Compliance
Officer/Senior Financial Analyst

Areas of skill: Financial reporting Asset valuation/Capital Asset Pricing, Receivables/payables Balance sheet valuations payroll/taxes/Corp./Partnership Docs. Expense Audits Sec/Nasd/Fl. Reg.audits, Operations Analyst Human Resources Intra/post day cash req.Net Capital value Training-Motivating Market Organizational expertise troubleshooting Info. Systems Analysis. Compliance-trade executions/operations-clearing and trade platforms/operations
Areas of skill: hardware repair Server Administration Connectivity- IP addressing, Nat, wireless/upgrades/replacements Website Upgrades Back office integration/print servers Licensing/workstation Com-data room/lan drops Remote Access/Firewall/Intrusion detect Patches/updates Backups-Data Recovery E-mail/message provisioning Pos systems Virus detection/removal PC/Laptop/Server/Lan/Switch/Router/Hub


Experience:
Experience:
Pres. CEO/President- Head Trader
2019 Cobalt Futures/Commodities/Forex Trading Firm (NFA ID 01519629)
Deland, Florida
Initial registration and licensing for Commodity/Futures trading firm. Opening trade clearing/operations/accounts will be executed as an “introducing broker/dealer”(IB). to include backend clearing of account and trade executions/settlement arrangement. The required licensing, compliance for trade execution/branch operations is in “active status”. Upon successful regulatory completion, proprietary, net capital reserve requirement and operational expense funding will be allocated by originating board members as per structured contractual equity agreements.

2019 IT Consultant/ Computer/Networking
2003 Berry Consulting/Networking Deland, Florida
setting up small networks, diagnostics and repair. Networked security systems,
remote Access. Installation/maintenance including POS operations. Proposals,
recommendations to meet client’s requirements. System integration/migration, database and account management, network profiles, groups, domains, rights, permissions. Hardwired, wireless connectivity with provisioning, pc/server/laptop/router/switch/psu/aps/managed and non. Customized data, airflow and power solutions. Also created and marketed a confectionary (chocolate truffles) business that was distributed locally and through “Tropical Smoothie Cafe” and was scheduled for production through “Florida Gourmet Foods” including national website availability. Due to the current and past economic conditions, the operation had to be discontinued.

2006 Treasury Officer/Ops Manager/Network Administrator
2006 Florida Gourmet Foods Inc. Deland, Florida
Oversaw all financial and business transactions with Distributor/wholesaler and retailers. This would include receiving, processing and logistical fulfillment of product. This role also included payroll, accounts payable/receivable and end of day deposit settlements. In addition to this role, I was responsible for all aspects of network configuration/backup/functionality/web site maintenance, design and creation of graphic content for commercial distribution.

2003 Chief Technology Officer/Compliance Officer/EVP Trading OPS
2000 Park Financial Group Inc. Winter Park, Florida
Created and implemented LAN network, responsible for all computer operations and trading systems. Managed all migrations to current operating systems, e-mail and data archives. Personally handled all compliance operations; staff, written and verbal communications with all regulatory bodies (NASD, SEC, and State of Florida). Oversaw all trading compliance/activity/personnel and financial operations and audit/accounting oversight.



2000 Vice President of Trading Operations and Compliance Trading Division-ECN/ATS
1999 GlobeNet Securities Inc. Winter Park, Florida
Created and implemented a trading team to execute and transact in the first internet- based Electronic Order Book for OTC Bulletin Board and Small-Cap securities. Responsible for developing all trading procedures in order routing, handling through multiple execution platforms. Oversaw all hiring and training of traders and compliance of over 37 actively licensed traders. Including NASDAQ Workstation III, ACES-advanced computerized execution system, Autex, Trade Route, and GlobeNet’s internal Order Management System, also wrote all compliance manuals and documentation.

1999 Trading Liaison/Trader
1996 Orlando Trade Support Division Active Trader Retail Investment-RCS
Charles Schwab & Co. Orlando, Florida
Executed trading activities between multiple departments: option/bonds/equities, and all support service teams. Specialist in market mechanics, trading activities and implementation procedures. Oversee multiple teams of brokers/Managers to maintain firm’s risk exposure. Responsible for error resolution, "trade busts” and all trade reporting activities, including quarterly reports to senior management. In addition, I executed order flow transactions as part of the Schwab’s High net worth client Account Initial Public Offering (IPO) team, and was a member/trader on the “Solad” team. This was the first “first ever” electronic trading team for high volume IT based e-trading system.

1996 Debt/Equity/Options Trader
1993 Brown and Company Inc. Orlando, Florida
Effected trading in Money/Pension manager, and individual accounts in the areas of
stock, bond and options. Trading varied throughout all major exchanges and multiple
third market makers. Heavy option trading utilizing such techniques as:
spreads straddles buy-rights, unwinds, and Multiple synthetics. Extensive technical
chart/Graph analysis.

1992 Financial Analyst
1987 Pan American World Airways Flight Academy Miami, Florida
Worked in coordination with Director and Manager of Administration in areas of asset costing, allocation, budgeting, and payroll and scheduling of personnel and equipment. Team leader-time and motion studies of Flight training programs. In conjunction with my duties in Administration, I was also an Emergency Evacuation Instructor at the academy. I taught Emergency evacuation and CPR instruction at both Pan American World Airways and Air Canada


Education:
Education:
Microsoft Certified System Engineer Program Graduate
University of Phoenix, Orlando Florida 1999
Certified Financial Planner Program Graduate
University of Central Florida Orlando, Florida 1998
Post Bachelor Course work toward Master's of Business Administration
University of Central Florida, 1994
Bachelors of Business Administration in Finance
Florida International University Miami, Florida 1993
Licenses:
Series 3 Commodity/Forex (received clearance for testing date)
Series 24 Principal General Securities
Series 55 OTC Trader
Series 8 General Securities Supervisor (Series 9/10)
Series 7 General Securities
Series 6 Mutual Fund and Variable/Fixed Annuity
Series 63 Multi-State Blue Sky: Currently all 50 States
State of Florida Life/Health/Variable Annuity


Affiliations:
Personal:
CPR Instructor rated A and C
Purple Belt-Okinawa Kempo Karate
Green Belt-Shorin-Ryu Karate/Weightlifting
Employee of the month July 1999. Recipient of VIP award Active Trader Division.


Skills:
Areas of skill: Financial reporting Asset valuation/Capital Asset Pricing, Receivables/payables Balance sheet valuations payroll/taxes/Corp./Partnership Docs. Expense Audits Sec/Nasd/Fl. Reg.audits, Operations Analyst Human Resources Intra/post day cash req.Net Capital value Training-Motivating Market Organizational expertise troubleshooting Info. Systems Analysis. Compliance-trade executions/operations-clearing and trade platforms/operations
Areas of skill: hardware repair Server Administration Connectivity- IP addressing, Nat, wireless/upgrades/replacements Website Upgrades Back office integration/print servers Licensing/workstation Com-data room/lan drops Remote Access/Firewall/Intrusion detect Patches/updates Backups-Data Recovery E-mail/message provisioning Pos systems Virus detection/removal PC/Laptop/Server/Lan/Switch/Router/Hub


Additional Information:
Professional and Industry Related Experience:
Lead trader in client related negotiation of (5-100$ million) Hedge trade of Dollar to Crowner of Collateral Mortgage Obligations (CMO). Also was involved in Company negotiations for restricted 144 shares, (3-4 million) for a Las Vegas Information Company. Worked with CEO of Water processing company in Canada to get listed on OTC market.

Achievements

Implementation and marketing of Internet based ECN electronic communication network for the Bulletin Board and Small-Cap OTC market at Globe Net Securities Corp. Directed and hired 37 traders and 5 support employees at Globe Net Securities. Solely responsible for the creation, implementation and retention of Globe Net’s trading division. All trading room procedures and policies were written and performed under my supervision this included training, licensing (series 55 OTC trader). These traders were then divided into teams, where they were instructed in advanced OTC trade procedures and Globe Net’s electronic order book system.

Oversaw office expansion for Park Financial Group Inc. This was a move from 3,000 sq. ft. in Orlando, to a new office in Winter Park, which was 10,000 sq. ft. In this new office, I created a trading room with NASDAQ level 3 trading computers/ Instinet and multiple order entry trade platforms-which included back office trade clearing integration. Created and maintained a fully networked Land Area Network (LAN) Data throughput configuration was increased from 3 commercial DSL’s to a 1.5 t1 piped LAN, which was fully fire walled and server configured. Oversaw and supervised trading desk, authorized trading and risk positions as related to firm’s net capital reserve (intra-day and closing) requirements as per NASD regulations.

During an expansion at Globe Net Securities (ECN), my responsibilities included the layout and design of the trading and support floor. This comprised of determining location/position of all employees, computer systems, and offices. This move was from a 10,000 sq. ft. space in Winter Park to a 80,000 sq. ft. 2 floor in Altamonte Springs, Florida.

As the only member of senior management at Globe Net securities, with market-making and trade systems background, I worked closely with the programmers to incorporate back-office and execution requirements to the ECN system. I have worked with numerous technology officers to develop connection applications to send/receive all levels of trade information

Planned, organized, and implemented entire trade division to handle electronic trade execution for the NASDAQ bulletin-board securities. Wrote the entire compliance manual for the trading division and employee handbook for the human resource department for Globe Net Securities.

As the compliance officer, was responsible for the maintenance of all documentation at Park Financial Group Inc. All brokerage operations were reviewed/ signed off and solely I distributed the issuance of
trade/account authority to all employees. Utilized server database files for all regulatory activities on customer account, employees and outside trading firms. Handled all trade negotiations at Park Financial Group Inc. This included trade disputes, errors, executions and restriction violations. Through the use of multiple trade interfaces and platforms, I was able to incorporate a “payment for order flow” system that increased our trade executions by 500%.

One of my main duties at Park Financial Group Inc. was to maintain/support/upgrade all areas of the (LAN) land area network. This consisted of fire walling the servers, preventing unauthorized access, restricting access to non-business related websites, prevention of computer viruses, and the collection and storage of all electronic media.


Reference:
Available upon request.


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