Examiner-Market Regulation-TFCE - Accounting Bookkeeping Resume Search
Examiner-Market Regulation-TFCE - Accounting Bookkeeping Resume Search
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Examiner-Market Regulation-TFCE Resume


Desired Industry: Accounting/Bookkeeping SpiderID: 80475
Desired Job Location: Jericho, New York Date Posted: 1/15/2018
Type of Position: Full-Time Permanent Availability Date: Immediately
Desired Wage: 75000
U.S. Work Authorization: Yes
Job Level: Management (Manager, Director) Willing to Travel:
Highest Degree Attained: Bachelors Willing to Relocate: No


Objective:
Seasoned, analytical, and results-driven professional with extensive experience in financial securities with focus on capital

market sales for both fixed income and equities. Equipped with expertise in developing and managing new customer accounts and

analyzing account portfolio positions. Effective at leading and guiding competitive teams, with ability to build strong

relationships with professionals at all levels. Armed with exceptional organizational and communication skills in resolving complex

business issues and challenges.


Experience:

Areas of Expertise

Portfolio Handling
Trade Operations and Execution
Equity and Fixed Income Sales
Account Management
Strategic Planning and Implementation
Data and Performance Analysis


Education:


Education

Bachelor of Science in Fraud Examination and Financial Forensics (30 Accounting Credits), 2017
John Jay College of Criminal Justice New York, NY

Bachelor of Arts in Economics, 1978
Stony Brook University Stony Brook, NY

Associate Degree in Science, 1976
Staten Island Community College Staten Island, NY



Professional Development

Certification:
Certified Fraud Examiner (CFE)

Licenses:
Financial Industry Regulatory Authority (FINRA)
Series 7 General Security Representative Qualification Examination
Series 55 Equity Trader Qualification Examination
Series 63 Uniform Securities Agent State Law Examination


Affiliations:
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Skills:

Areas of Expertise

Portfolio Handling
Trade Operations and Execution
Equity and Fixed Income Sales
Account Management
Strategic Planning and Implementation
Data and Performance Analysis


Additional Information:
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Reference:
Available upon request.


Candidate Contact Information:
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