Anti-Money Laundering - Accounting Bookkeeping Resume Search
Anti-Money Laundering - Accounting Bookkeeping Resume Search
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Anti-Money Laundering Resume


Desired Industry: Accounting/Bookkeeping SpiderID: 54750
Desired Job Location: Charlotte, North Carolina Date Posted: 10/1/2011
Type of Position: Full-Time Permanent Availability Date: 10/2011
Desired Wage: 70,000
U.S. Work Authorization: Yes
Job Level: Experienced with over 2 years experience Willing to Travel: Yes, More Than 75%
Highest Degree Attained: Bachelors Willing to Relocate: No Preference


Objective:
A seasoned veteran in the financial services industry with 18 years of experience, initially, as a compliance professional at a large money center bank, excelling in the areas of anti-money laundering compliance, regulatory compliance/audit in retail investments wealth management; performed principal duties; proven success in AML, brokerage surveillance, auditing, supervisory training, retail investment sales, executive recruiting, and numerous roles as a brokerage compliance officer; areas of comprehensive understanding include: general banking compliance regulations, BSA, KYC, CIP, USA Patriot Act, anti-terrorist financing, correspondent banking and the investigative processes required to meet regulatory specifications; excellent team player with the capability to transfer these skills into other industries.


Experience:
Senior AML Compliance Officer
Expanded the role of manage/monitor BSA/AML, KYC, and OFAC, FinCen 314 (a), (b) programs within the bank’s broker-dealer platform in accordance with bank policies and governmental regulations; including supervisory training and identifying regulatory issues – performed the surveillance (which included SAR preparation) for global anti-money laundering of brokerage accounts; emergent risks that had the potential to warrant escalation were communicated to senior management; expertise in assessing and communicating risk mitigation actions and additional internal controls when appropriate; participated in both regulatory compliance and AML branch audits with other compliance team members


Education:
Bachelor’s of Science in Business Administration – Finance (Winthrop University)
Certificate in computer programming – Honors (Hamilton Business College)
Accounting Specialist Program (Kirkwood Community College)


Skills:
detailed, analytical, customer protection rules, Know your Customer, Bank Secrecy, Patriot Act... Customer Information Protection, FinCen, OFAC verification requirements, SARs CTR-104


Reference:
Available upon request.


Candidate Contact Information:
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